Criminal defense. Education Law. Juvenile law. Securities Fraud.

LEGAL NEWS IN MY PRACTICE AREAS

Suing Your Investment Adviser, Stockbroker, Insurance Agent, or Financial Institution

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STOCK BROKER FRAUD EXPLAINED


FINRA BROKER CHECK TOOL IS UNRELIABLE 


OHIO CASES

Joseph Vincent Copploe of Youngstown Ohio a stockbroker formerly employed by Lincoln Investment Planning has been discharged by the firm on August 25, 2017 supported by a customer’s allegations that Copploe defrauded the customer in the course of effecting the surrender of a life insurance policy.

Financial Industry Regulatory Authority (FINRA) Public Disclosure.